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Best execution
Results: 296

#	Item
201	Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 08:50:36 Finance Stock market Payment for order flow Market maker Order NASDAQ Floor broker Best execution Flash Crash Financial markets Financial economics Investment
202	Rainier Investment Management on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-29 15:10:04 Order management system Financial markets Financial services Execution management system Best execution Direct market access Investment management UNX Investment Technology Group Financial economics Finance Business
203	April 4, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 10:27:23 Finance Investment Regulation NMS Order Dark liquidity Market maker Alternative Trading Systems Securities Exchange Act Best execution Financial markets Financial economics Stock market
204	April 13, 2004 BY E-MAIL AND CERTIFIED MAIL Mr. Jonathan G. Katz Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 14:35:43 Finance Stock market Financial regulation Short selling Payment for order flow Internalization Order Futures contract Best execution Financial economics Investment Financial markets
205	April 16, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities & Exchange Commission 450 5th St NW Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-19 09:22:19 Stock market Finance Mathematical finance Market maker Payment for order flow Chicago Board Options Exchange Order Algorithmic trading Best execution Financial markets Financial economics Investment
206	AXIA VENTURES GROUP LTD ORDER EXECUTION POLICY Axia Ventures Group (‘’AVG’’ or the ‘’Company’’) hereby provides to its clients information in respect of the arrangements it has established and implements Add to Reading List Source URL: www.axiavg.com Language: English - Date: 2014-04-02 03:23:43 Business Finance Money Economics Markets in Financial Instruments Directive Best execution Multilateral Trading Facility AVG Order Financial markets Financial regulation Stock market
207	April 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-19 09:19:37 Finance Payment for order flow Boston Options Exchange Internalization Market maker Best execution Futures contract Order Stock market Financial economics Financial markets Investment
208	Microsoft Word - vianet021805a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-16 16:33:11 Stock market Finance Regulation NMS Order Market maker Best execution Market impact Central limit order book Short Financial markets Financial economics Investment
209	Universal Market Integrity Rules Rules & Policies PART 5 – BEST EXECUTION OBLIGATION 5.1 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-05 12:00:35 Investment Finance Financial regulation Order Universal Market Integrity Rules Central limit order book Best execution Algorithmic trading Stock market Financial economics Financial markets
210	Microsoft Word - blmadoffinv020305a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 17:11:04 Financial regulation Order Quotation Best execution Financial economics Investment Financial system Regulation NMS United States Securities and Exchange Commission Stock market

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